REVIEW ARTICLE


https://doi.org/10.5005/jp-journals-10071-23562
Indian Journal of Critical Care Medicine
Volume 24 | Issue 11 | Year 2020

Basic Principles of Disinfection and Sterilization in Intensive Care and Anesthesia and Their Applications during COVID-19 Pandemic


Amol T Kothekar1, Atul P Kulkarni2

1,2Department of Anesthesia, Critical Care and Pain, Division of Critical Care Medicine, Tata Memorial Center, Homi Bhabha National Institute, Mumbai, Maharashtra, India

Corresponding Author: Atul P Kulkarni, Department of Anesthesia, Critical Care and Pain, Division of Critical Care Medicine, Tata Memorial Center, Homi Bhabha National Institute, Mumbai, Maharashtra, India, Phone: +91 9869077526, e-mail: kaivalyaak@yahoo.co.in

How to cite this article Kothekar AT, Kulkarni AP. Basic Principles of Disinfection and Sterilization in Intensive Care and Anesthesia and Their Applications during COVID-19 Pandemic. Indian J Crit Care Med 2020;24(11):1114–1124.

Source of support: Nil

Conflict of interest: None

ABSTRACT

Understanding the concepts of disinfection, sterilization, cleaning and asepsis is of prime importance to prevent transmission of infection to patients and to protect healthcare workers (HCWs). Proper disinfection of surfaces after cleaning, an important consideration at all times, has assumed special significance during the current pandemic. The global shortage of disposable equipment such as personal protective equipment (PPE), specifically N95 masks and surgical 3 ply masks, and other items makes the HCWs vulnerable to transmission of infection while caring for these patients. Therefore, resterilization of such items has assumed equal importance. Cleaning, the first step in the process of sterilization, is of vital importance to reduce bioburden. The type of disinfection required depends on the nature of the equipment and its intended use. For example, critical items need high-level decontamination. In this narrative review, we elaborate on the methods of decontamination and sterilization. Many chemicals can be used for both sterilization and disinfection, and the difference lies in the concentration of the chemical and exposure time. We have also summarized strategies which can be used for resterilization of single-use items, in view of the shortages caused by the current pandemic.

Keywords: Chemical methods of sterilization, COVID-19 pandemic, Disinfection, Physical methods of sterilization, Personal protective equipment, Resterilization, Reuse, Sterilization..

INTRODUCTION

Disinfection, sterilization, cleaning and maintenance of asepsis are extremely important for health care workers (HCWs), particularly in the intensive care units (ICUs) and operating rooms. This helps in preventing transmission of infections to patients and protecting HCWs, not only every day, but also during outbreaks and pandemics. Nonadherence to established guidelines can cause outbreaks of infection and has adverse impact on outcomes.1

In pre-coronavirus disease 2019 (COVID-19) era, single use (disposable) items were resterilized and used due to cost constraints in the low-income countries. During the current pandemic, due to the upsurge in the number of patients, the developed world is forced to resterilize single-use items (Fig. 1).

In this narrative review, we discuss sterilization of equipment and disinfection of environmental surfaces, and strategies for the reuse of disposable items. For further in-depth understanding, the reader is referred to a review by McDonnell et al.2

Fig. 1: A giant sterilizer machine that can sterilize up to 80,000 respirator masks per day

UNDERSTANDING THE CONCEPTS OF CLEANING, BIOBURDEN, DISINFECTION, STERILIZATION, AND ASEPSIS

Bioburden is the number of microorganisms present on the surface before disinfection or sterilization. Biological byproducts of patients, e.g., upper and lower respiratory tract secretions, saliva, feces, and urine, can potentially transmit infections.

Cleaning is a process of reducing the bioburden by the physical removal of organic matter, involving washing (with soap and cold water) and scrubbing (mechanical action).

Disinfection eliminates many or all microorganisms, except some bacterial spores. It is further classified into high-, intermediate-, and low-level disinfection.

Sterilization destroys or eliminates all forms of microorganisms including bacterial spores. (Details below).

Asepsis ensures maintenance of the sterility of the already sterilized products or equipment. By itself, it does not ensure sterility, if sterilization is flawed.

McDonnell described a triad of human safety, machine compatibility and agent efficacy for disinfection or sterilization process, which can be adapted for HCWs.

CATEGORIES OF HOSPITAL EQUIPMENT

Spaulding classified all hospital equipment into three categories based upon their intended use.4 These categories depended on the risk of infection, nature of exposure to tissues and meticulousness of the sterilization, and disinfection.

Critical Items5,6

These are used in the sterile tissues or the vascular system. These are surgical instruments, cardiac, vascular and urinary catheters, pressure transducers, implants, and various needles. They need complete sterility before use, and hence, they are either sterilized (e.g., steam sterilization for surgical instruments) or procured as sterile single-use devices (needles or catheters). Equally important is the maintenance of asepsis during their use.

Semicritical Items

These are exposed to intact mucous membranes or nonintact skin, but do not ordinarily break the tissue barrier, hence pose an intermediate risk. The tissues are susceptible to infections produced by bacteria and viruses but are resistant to infection caused by bacterial spores, so sporicidal sterilization is not required. These include breathing systems, laryngoscope blades, fiberoptic endoscopes, etc. A high-level disinfection (HLD) is mandatory for these items.

Noncritical Items

These include blood pressure cuffs, pulse oximeters, electrocardiography (ECG) cables and electrodes, and patient surroundings such as furniture and floors that are in touch with intact skin. The risk of transmission of the infections to patients with these items is very low, but they should not be exposed to nonintact skin (pressure sore, skin abrasions, etc.). These need either intermediate-level or low-level disinfection based on the bioburden. It is important to remember that incorrect method or inadequate sterilization/disinfection can expose both the patient and the HCWs to the risks of infection. On the other hand, unnecessary high level of sterilization/disinfection wastes resources and reduces the life of the equipment.

It is vital to always follow the manufacturer’s recommendation for disinfection, sterilization, and cleaning. The use of incompatible methods voids the warranty and can permanently damage the equipment beyond repair and, thus, worsen the supply shortage. For example, the use of alcohol-based disinfectants for disinfection of ultrasound probes can cause permanent damage to the probes due to its reaction with the rubber head of the transducer.7 The methods for sterilization and disinfection for the routinely used equipment in ICU and operation theater (OT) are given in Table 1.

CLEANING

This is the first and key step during the decontamination process. Disinfection or sterilization is not effective unless the equipment is completely cleaned. If possible, the equipment should be dismantled. A temperature above 45°C causes coagulation of the proteinaceous material (which forms a protective layer), making removal of microorganisms difficult and should be avoided. Cleaning should be done in a separate room to prevent potential exposure to patients and HCWs.

Automated methods for cleaning, such as washer disinfectors, low-temperature steam, and ultrasonic baths, can be used to avoid exposure of the HCWs to the chemicals and microorganisms. Manufacturer’s recommendations should be followed while using automated methods.

STERILIZATION

Sterilization can be done by physical or chemical methods. Steam under pressure, dry heat, ethylene oxide (EtO) gas, gas plasma, and liquid chemicals like glutaraldehyde are the principal sterilizing agents used in healthcare. The key features of different methods of sterilization are summarized in Table 2.

Other Chemicals Used for Sterilization and Disinfection2

The key features of other chemicals used in healthcare are enumerated in Table 3.

Quaternary Ammonium Compounds

Quaternary ammonium compounds are cationic surfactants, with wide antimicrobial spectrum including bacteria, enveloped viruses like human immunodeficiency virus (HIV) and Hepatitis B virus (HBV). Quaternary ammonium compounds kill microorganisms by adsorption, penetration, and destruction of cytoplasmic membrane and cell wall and by degradation of proteins and nucleic acids. They are sporostatic at low concentrations (0.5–5 mg/L) and do not act against nonenveloped viruses but are microbiocidal at higher concentrations (10–50 mg/L).28,29 Quaternary ammonium compounds of different generations have been used; the first generation being benzalkonium and alkyl chains, and the latest 7th generation is Bis-QACs with polymeric QACs.

Peracetic Acid30

Peracetic acid is a high-potency biocidal oxidizer with a similar mechanism of action to other oxidizing agents. It releases free oxygen and hydroxyl radicals leading to microbiocidal effects against bacteria (including mycobacterium) and bacterial spores, fungi, and viruses (poliovirus, rotavirus, HBV, and HIV) rapidly (%3C;10 minutes). It acts by denaturation of proteins, disruption of cell wall permeability, oxidization of sulfhydral and sulfur bonds in proteins, enzymes, etc. Its constituents are acetic acid and H2O2. In the concentrated form, peracetic acid is corrosive and irritating. It is available as 0.2% and 0.35% solutions. It is safer but costlier than glutaraldehyde, and in the future, after further trials, it may be an alternative to glutaraldehyde.

Ultraviolet (UV) Radiation or Ultraviolet Germicidal Irradiation (UVGI)31,32

Ultraviolet germicidal irradiation (UVGI), which damages the microbial nucleic acid, has been used for the disinfection of titanium implants, contact lenses, etc. Its maximum bactericidal effect occurs at 240–280 nm (UV-C). Mercury vapor lamps are commonly used as they emit radiation at 253.7 nm.

Table 1: Sterilization/disinfection of routinely used equipment in ICU and ORs
Categories of hospital equipmentItemPreferred methodAlternative method
SemicriticalSteel laryngoscope blades8Cleaned with cool running tap water. Immersed in disinfectant solution as per manufacturer’s recommendations (glutaraldehyde, hydrogen peroxide, ortho-phthalaldehyde, and peracetic acid with hydrogen peroxide 1% sodium hypochlorite or alcohol-based disinfectants) for a minimum of two minutes and rinsed with lukewarm running tap water. Brushed in enzymatic detergent and rinsed again in reverse osmosis (RO) water to remove detergent residuals. Dried with a lint-free cloth or filtered pressurized air. The bulb may be cleaned with a cotton ball dampened in alcohol (IPA), 1% sodium hypochlorite or alcohol-based disinfectantsAutoclave
Video laryngoscope bladesPlasma sterilization
70% IPA Wipe9
Ethylene oxide (EtO) gas10
Silicone face mask and manual resuscitator bag11Disassemble and rinse parts under cold running water.
Submerge all parts in water containing dish washing detergent at 60–70°C and clean with brush Cidex OPA (ortho-phthalaldehyde) 0.55% solution for 60 minutes Or sodium hypochlorite 0.5% solution for 20 min
Autoclave or chemical disinfection as per manufacturer’s recommendation
Autoclave
Silicone breathing systems (circuits) of ventilators12ETO (banned in some countries)
Oral thermometers1% sodium hypochlorite or alcohol-based disinfectants
Temperature probes 
NoncriticalECG cable1% sodium hypochlorite or alcohol-based disinfectants 
Pulse oximeter9Cleaning with alcohol solution Disinfection with glutaraldehyde solution: 2.0%1 : 10 bleach CIDEX OPA if HLD is required
Axillary thermometersWash with cool water 1% sodium hypochlorite or alcohol-based disinfectants
Stethoscopes70% isopropyl alcohol solution
Plastic blood pressure cuffs0.5% hydrogen peroxide
Cloth blood pressure cuffsRemove the tubing and inflation bag. Wash cuff with soap water
Ultrasound probe13Alcohol-free quaternary ammonium wipesSodium hypochlorite wipes
Environmental surfacesVentilator screen9Isopropyl alcohol (70% solution) 
 Bleach (10% solution) 
Anesthesia workstationDisinfection as per manufacturer’s recommendationCan be covered with sterile plastic sheet which can be changed between two cases
Monitor screen14Cleaning with a lint-free cloth, moistened with warm water (40°C) and soap, a diluted noncaustic detergent, ammonia- or alcohol-based cleaning agentDo not use bleach
 Disinfection with ethanol 70%, isopropanol 70%, or Cidex-activated dialdehyde solution 
Ultrasound machine13Covering with plastic sheet to change between the patientsAlcohol-free quaternary ammonium wipes
Table 2: Commonly used sterilization techniques in health care
TechniqueProcessMechanism of actionUsesAdvantagesDisadvantages
Steam sterilization121°C for 15 minutes or 134°C for 3 minutesDenaturation and coagulation of enzymes and structural proteinsSurgical instruments can be used for stainless steel laryngoscope (battery removed)Safe to patient, HCWs and environmentDamage to heat-sensitive equipment
Low costLoss of sharpness (needles, etc.)
Can work in the presence of moisture
Ethylene oxide (EtO) gas sterilization15Concentration of 450–1200 mg/L, at temperatures of 37 to 63°C and RH of 40 to 80% for 1 to 6 hoursAlkylation (replacement of a hydrogen atom with an alkyl group) of microbial proteins, DNA and RNAHeat-sensitive equipment and instrumentsCan sterilize heat- or moisture-sensitive medical equipmentModerate cost, prolonged cycle time
Potential toxicity to patients, HCWs, and environment
Banned for use in respiratory equipment in some countries
Disposable catheters and guidewires
Hydrogen peroxide vapor (HPV) and hydrogen peroxide gas plasma (HPGP) sterilization16Concentration of 6 mg/L, temperature range of 37–44°CHydroxyl [·OH, the neutral form of the hydroxide ion (OH−)] and hydroperoxyl (HO2·)-free radical and gas plasma formationHeat-sensitive equipment and instrumentsLow-temperature sterilization
Safe to patient, HCW, and environment
High cost
Does not work in the presence of moisture, cellulose, or cotton.
Poor penetration due to condensation at surface17
Cycle time of 75 minutes

HCWs, healthcare workers

Upper-room UVGI provides disinfection of the upper part of air in the room and can be used in the occupied rooms without using protective clothing. Effective air disinfection in the lower part of the room depends on vertical air movement. There is a lack of data supporting its use in isolation rooms. It can cause occasional skin erythema and keratoconjunctivitis in patients and visitors. The use of UVGI for the decontamination of masks [filtering face piece respirators (FFRs)] is described below in detail.

DISINFECTION1

Disinfection can be classified into high-, intermediate-, and low-level disinfection. While sterilization mandates prolonged exposure, disinfection needs shorter exposure. These terms are not interchangeable.

High-level Disinfection

It destroys all microorganisms but not bacterial spores. Many chemicals can be used for disinfection (glutaraldehyde, hydrogen peroxide, etc.) with exposure times varying from 8 to 45 minute, at 20 to 25°C. They can be used for sterilization when used for prolonged period. High-level disinfection is mainly used for semicritical items.

Intermediate-level Disinfection

It destroys all microorganisms but spares spores and some small nonenveloped viruses. Intermediate-level disinfection is used for noncritical items, which are visibly soiled with patient’s fluids and blood. This is done with alcohol or QACs, etc.

Low-level Disinfection (LLD)

It destroys most microorganisms and some viruses but has no action on Mycobacterium tuberculosis and spores. Low-level disinfection can also be achieved with alcohol or QACs, etc., at lower exposures. Low-level disinfection is used for noncritical items.

SURFACE CONTAMINATION AND TRANSMISSION OF COVID-19 INFECTION

Transmission of the SARS-CoV-2 virus can occur directly between humans and indirectly through contact with surfaces or objects.33 It remains viable in the surroundings of the infected person. The viability of the virus depends on bioburden, ambient temperature, relative humidity (RH), and pH. In the areas surrounding even stable COVID-19 patients, there is high likelihood of contamination of environmental surfaces and ICU furniture, including common electronic equipment, e.g., telephones, computers, etc. It is therefore vital that all surfaces are frequently cleaned and disinfected.

VIABILITY OF SARS-COV-2 IN VARIOUS ENVIRONMENTAL CONDITIONS34,35

SARS-CoV-2 virus can survive up to seven days at room temperature (22°C) with a RH of 65% on stainless steel and plastic surfaces, indicating possible fomite transmission. It is extremely stable over a pH of 3–10. Viable virus can still be present on the outer layer of a surgical mask on the seventh day. It becomes nonviable on cardboard in 24 hours.36 On copper surfaces, it becomes nonviable within 4 hours. Soap solution (1:49) did not achieve effective virucidal effect.

CURRENT RECOMMENDATIONS FOR STERILIZATION AND DISINFECTION OF MEDICAL EQUIPMENT AND ENVIRONMENT

The selection of disinfectants should be based on various factors such as targeted microorganisms, availability of disinfectants, etc. The persons preparing and using the disinfectant solution should be protected using the appropriate PPE.

Table 3: Commonly used chemical disinfectants in health care
Chemical, concentration usedUsesCaution/limitation
Alcohols Ethyl alcohol (ethanol, alcohol) and isopropyl alcohol, 60 to 90%; use of higher concentrations leads to quick evaporation and reduced contact time18Environmental surface cleaning (recommended for COVID-19)No sporicidal activity
Concentrations less than 50% have poor antimicrobial activity
Avoid exposure to face visor, goggles, and ultrasound probes
Disinfection of oral and rectal thermometers, hospital pagers, scissors, and stethoscopes. Rubber stoppers of multiple-dose medication vials or vaccine bottles
Surface cleaning
Halogen-releasing agents: Hypochlorite solutions: 0.1% (1000 parts per million/ppm) for surface cleaningEnvironmental surface cleaning (recommended for COVID-19)
Sporicidal activity present but not commonly used for sterilization20
Irritation of eyes, skin, and mucous membrane
Avoid exposure to persons with reactive airway disease like asthma
Cause corrosion of metal.
Fresh dilution should be prepared daily
Solution should not be exposed to direct sunlight or kept open for long time
Higher concentration of 0.5% (5000 ppm) for large (%3E;10 mL) spills of blood and body fluids and C. auris and C. difficile19
Hydrogen peroxide >0.5%18Environmental surface cleaning (recommended for COVID-19)Irritation of eyes
Organisms with high cellular catalase activity such as Staphylococcus aureus, Serratia marcescens, and Proteus mirabilis are relatively resistant and require nearly an hour of exposure
No need for daily fresh preparation
Solution should not be exposed to direct sunlight or kept open for long time.
It can enhance the removal of organic matter and organisms, hence also used for washing of wounds
Glutaraldehyde 2% (Cidex®) for 20 minutes,21or ortho-phthalaldehyde (Cidex®OPA) 0.55% for 12 minutes22Disinfection of optical instruments such as cystoscopes or bronchoscopesMeticulous cleaning to remove organic matter
Prior leak test
Avoid ortho-phthalaldehyde for urological instruments
For sterilization, exposure as long as >10 hours is required.5
Noncorrosive and has no deleterious effects on lens cement
Halogen-releasing agents iodine and iodophors20,23Skin preparationShould not be used on silicone catheters18
Nasal spray and mouthwash for patients to protect HCWs24
Chlorhexidine impregnation or 0.2% aqueous solution25Vascular catheters, needleless connectors, and antimicrobial dressings, gargles or mouthwash.Poor action against coronaviruses, nonenveloped viruses, mycobacteria
Maximum bactericidal effect occurring within 20 seconds
Chlorhexidine 2% in 70% alcohol 0.5% in 70% alcoholPreprocedural skin preparation\Skin preparation for central neuraxial blockade.26 (2% in 70% alcohol)
Hand disinfectant (0.5% in 70% alcohol)
Efficacy comparable with that of 10% povidone-iodine solution27
Quaternary ammonium compounds: up to 7th generations available). See text for the mechanism of action28Environmental sanitation of noncritical surfaces, such as floors, furniture, and walls18Effective dose of the QACs is compromised if used with cotton mops or cleaning towels
Better to use wipes and follow manufacturer’s recommendation.

DISINFECTION OF ENVIRONMENTAL SURFACES19

Most disinfectants get rapidly inactivated in the presence of organic material. Hence, it is important to clean the surface with soap water or detergent and mechanical action. The following disinfectants are recommended for disinfection of environmental surfaces in healthcare settings.

When the disinfectants are used on surfaces in recommended concentration, for appropriate duration, they achieve a >3 log10 (99.9%) reduction of coronaviruses20 (Table 4).

TERMINAL AND CONCURRENT DISINFECTION

Terminal cleaning is the disinfection and sterilization of patient supplies and equipment after patient discharge, while concurrent cleaning is the disinfection and sterilization during hospitalization. Some countries use vaporized hydrogen peroxide or ultraviolet (UV) irradiation for terminal disinfection. If either technique is used, it should supplement and not replace the manual cleaning and disinfection using ethanol, hypochlorite, or hydrogen peroxide. The supplemental methods (vaporization or irradiation) should be used only with the room empty.

Table 4: Cleaning and disinfection of environmental surfaces: recommended schedule and methods19
ItemFrequency of disinfection/sterilizationRecommended methodsComments
Common areasAt least twice daily, preferably three times dailyAny one of the following with contact time of at least 1 minute
  • Ethanol 70–90%
  • Hypochlorite 0.1% (0.5% for blood and body fluids large spills)
  • Hydrogen peroxide >0.5%
Cleaning should progress from the clean to dirty area. Surfaces, which are frequently touched, are considered dirty
As debris may fall down from higher areas should be cleaned before lower areas and floor should be cleaned at last
Preferably use new cloth for each bed.
Fogging or spraying of disinfectants should be avoided
For equipment, compatibility with chemical disinfectant should be checked
In-patient rooms occupied with patientThree times daily  
Bathrooms/toiletsAt least three times daily for shared toilets  
 At least twice daily for individual toilet  
In-patient rooms after patient discharge (terminal cleaning)After every patient discharge Additionally, fogging or spraying disinfectants preferably with no-touch technique can be used

METHODS NOT RECOMMENDED FOR DISINFECTION19

Spraying individuals with disinfectants (in a tunnel, cabinet, or chamber) does not reduce an infected person’s ability to spread the virus and can be harmful to the individuals due to toxic chemicals. World Health Organization does not recommend spraying or fogging with chemicals in indoor spaces due to its adverse health effects on HCWs. Similarly, spraying or fumigation of outdoor spaces is not useful at its best and can be harmful to individuals, at its worst.

REUSE OF DISPOSABLE ITEMS

We must emphasize here that if adequate PPE is available, resterilization and reuse should not be carried out solely to save money. Due to overwhelmed healthcare systems, and shortage of disposables, we need to decontaminate and resterilize PPE but maintain its functionality. For the methods of sterilization/decontamination for reuse of items which form the part of PPE, see Tables 5 and 6.

Disposable Face Shields and Goggles37

These are first wiped with neutral detergent solution using clean cloth or rinsed if needed and cleaned with 0.1% hypochlorite solution. Alcohol is avoided as it can damage and discolor plastic.

PPE Suit and Three-ply Surgical Mask46

Single-use disposable PPE suits and three-ply surgical masks are manufactured from the heat-sensitive material and should not be resterilized. While PPE protects an individual when it is being worn, incorrect technique of removal (doffing) and incorrect disposal of contaminated PPEs can expose the wearer and other people to virus. Hence, proper doffing and disposal is key to prevent exposure. If reusable PPE suit is available, care should be taken during doffing, cleaning, and repacking for sterilization. It is highly desirable to use PPE suit that has undergone quality control testing and is certified by competent authorities like National Institute for Occupational Safety and Health (NIOSH).

N95 FILTERING FACE PIECE RESPIRATORS (FFRS)47

The following points must be considered for decontamination:

Mask Rotation

One simple strategy, not requiring sterilization, is to issue five such N95 respirators to each HCW on the first day. These can be numbered and one FFR is used every day. At the end of each shift, the respirator is carefully removed (considering it is contaminated) and stored in a breathable paper bag. The virus is unlikely to survive after 72 hours; hence, the first mask can be safely reused on the sixth day. Additionally, they should wear a three-ply mask over FFR to protect it from contamination. Face shield over the disposable respirator prevents surface contamination.49

UK government recommends folding the mask to keep the outer surface inward and against itself and to reduce likely contact with the outer surface during storage in a clean sealable bag/box marked with the person’s name and stored in a well-defined place.50

Table 5: Current methods for sterilization/decontamination for reuse of various items constituting PPE
ItemRecommended method of sterilizationAdditional comments
Single-use N95 filtering face-piece respirators (FFRs)Highly recommended methods
  • Hydrogen peroxide vapor
  • Moist heat 65 ± 5°C and 50–80% RH for 30 minutes

Less recommended
  • UV germicidal irradiation

Alternate method of decontamination
Mask rotation: storage in a breathable paper bag and reuse on sixth day
(see Table 6 for details)
Hand hygiene during doffing, repacking, and donning of FFR.
Following methods should be avoided
  • Cleaning with soapy water, detergent, or disinfectants
  • Sterilization using steam or EtO
  • Use of alcohol or household bleach
Disposable face shield37Cleaning with cloth saturated with neutral detergent solutionFollowing methods should be avoided
 Wiping with chlorine-based disinfectant (0.1% chlorine solution)Cleaning with alcohol can damage or discolor shield
Three-ply surgical maskNoneNOT FOR REUSE
Single-use disposable PPENoneNOT FOR REUSE
Reusable elastomeric half and full face-piece respirators38Resterilized as per manufacturer’s recommendations, e.g., cleaning or disinfection of disk-style filters and prefilter pads is not recommended.
Hard-plastic case surrounding the filter media can be disinfected with either sodium hypochlorite solution (0.5%) or 70% isopropanol with 1-minute contact time
Reusable PPE suitResterilized as per manufacturer’s recommendationsAvoid exposure during doffing, cleaning, and repacking for sterilization
Reusable goggles or face shieldResterilized as per manufacturer’s recommendationsAvoid exposure during doffing, cleaning, and repacking for sterilization

If adequate PPE is available, resterilization and reuse should not be carried out solely to save money

While donning the FFR and performing a seal check, a pair of clean nonsterile gloves should be used.51 Degesys et al. demonstrated high failure rate of used duckbill-shaped (Kimberly-Clark 46727 and Halyard 46867) N95 FFR in relation to the mask-fit.52

Mask Reprocessing/Decontamination

Typically, HCW uses his own FFR for repeat use. The FFRs, which are soiled, damaged, or hard to breathe with, should be immediately discarded. FFR used during aerosol-generating procedures or close contact with the infected patients requiring contact precautions should be discarded.51 Tie-on masks, difficult to remove without damaging, are discarded. Most FFRs have elastic ear hooks and can be considered for reuse. It is prudent to perform hand hygiene before removing the facemask and after keeping it in the designated place. Procedures for resterilization of contaminated FFRs and the supporting evidence are summarized in Table 6.

Centers for disease control and prevention (CDC)-approved methods for decontamination are vaporous hydrogen peroxide (HPV), UVGI, and moist heat sterilization.53 Some institutes in the United States are using hospital-grade UV treatment.54 Household UVGI sterilization cabinets are NOT RECOMMENDED for use.55 Ozone is another promising method for sterilization.46 It has faster virucidal action and causes slower degradation of FFR. Unlike UVR, ozone easily reaches the crevices of mask. Previously, ozone in concentration of 27.73 mg/L was shown to inactivate SARS-CoV-1 virus within four minutes.56 In summary, disposable N95 FFR can be resterilized by hydrogen peroxide vapor, UV radiation, moist heat, dry heat, and ozone gas. Methods such as soap water, alcohol, bleach immersion, EtO, ionizing radiation, microwave, high temperature, autoclave, or steam should be avoided.46

QUALITY CONTROL5

The process of sterilization can be monitored with various mechanical, chemical, and biological indicators which ensure compliance to specific conditions of the sterilization process. However, they do not confirm sterility. Thermometers can be used to record the temperature of the sterilization cycle. Chemical indicator tapes change color and can distinguish sterilized packets from the one which are yet to be processed. Biological indicators in the form of nonpathogenic spore-forming heat-resistant bacteria are most accurate for checking sterilization effectiveness. Disinfectants concentrations (e.g., chlorine percentage in hypochlorite solution) can be checked if facilities are available. It is preferred to use certified consumables. Visual inspection is not a reliable method of assessment of cleanliness. Ultraviolet marker pens can be used to make marks on the surfaces, which are frequently touched, known as “high-touch objects.” These marks are not seen with the visible light but are fluorescent under a near-UV light known as black light. These fluorescent marks disappear with cleaning and hence can be used to monitor sustained improvement in cleaning.57,58

Table 6: Decontamination and sterilization methods for N95 FFR
Author, yearFFR testedMethods comparedResults
Viscusi, 200739N95, P100Tap water (control)H2O2, VHP, UV radiation, and dry heat 80°C caused the least change in the filtration performance
Liquid decontamination methodsDry heat, microwave, and EtO increased the penetration levels but were in the limits
1. H2O2 Fisher 30% stabilizedAutoclave, IPA, and soap and water significantly degraded the performance of filter
2. Bleach; Fisher 5.25% sodium hypochlorite (NaOCl) with 0.20% sodium hydroxide (NaOH)
3. Isopropyl alcohol (IPA), 70%
4. Ivory bar soap 1g/L
UV radiation (0.24 mW/cm2)
Dry heat (oven)
Microwave (26 mW/cm3)
Autoclave 121°C (15 psi)
EtO
Vaporized hydrogen peroxide (VHP)
 
Viscusi 200940N95 FFR surgical N95 respirators (splash resistant) P100 FFRsUVGI 15-minute exposure to each side (outer and inner), 176–181 mJ/cm2 exposure to each side of FFR.UVGI, EtO, and VHP did not affect the filter aerosol penetration, filter airflow resistance, or physical appearance
EtO
VHP
Microwave oven irradiation
Bleach 30 minutes submersion in 0.6%
Some degradation of metallic band with bleach and VHP
Microwave oven irradiation (melting) and bleach decontamination methods (chlorine smell) were least desirable
Bergman 201059Three N95 FFR and three surgical N95 FFRUVGIThree-cycle treatment of UVGI, EtO, and HPV had no effect on the filter performance.
EtO
HPGP
HPV
MGS
Bleach 30-minutes submersion in 0.6%
H2O2 30-minutes submersion in 6%
Moist heat incubation/pasteurization (MHI) 30-minutes incubation at 60°C, 80% RH
HPGP caused increase in filter aerosol penetration to >5%.
MGS and MHI caused partial separation of the inner foam nose cushion from the FFR
Bleach caused oxidation, discoloration of mask, and chlorine smell
LHP caused oxidization of staples
Fisher 201060Cardinal N95-MLBiological safety cabinet UVGIMinimum dose required for 3 log reduction: 1000 J m)2
Wilson SAF-T-FIT_ Plus
3M 8210, 1860 and 1870
Kimberly-Clark PFR95-174
Variable time required between 2 and 266 minutes depending on the FFR
Heimbuch 201141Particulate and surgical FFRMGS1250 W 2 minutes
Warm moist heat (WMH) 65°C 85% RH for 30 minutes
UVGI (254 nm) 1.6-2.0 mW/cm2 15 minutes
More than 4-log reduction of viable H1N1 virus with all three techniques
Lore 2012423M 1860 and 1870 FFRUVGI (254-nm wavelength) lampMore than 4-log reduction of viable virus
MGS 1250-W moist heatNo significant degradation of the filter performance at 300-nm particle size
Bioquell 201643
(Not endorsed by FDA)
3M 1860 FFRHPVExposure to up to 50 HPV cycles did not degrade the filtration media with respect to inert and bioaerosol collection efficiency and filtration resistance
Exposure to up to 20 cycles caused degradation of elastic straps
Mask fit was acceptable till 20 cycles, after that it could not be tested due to strap degradation
Lindsley 2015613M 1860, 9210
GE 1730
KC 46727
UVGI 254 nm (UV-C) at various exposure 0, 120, 240, 470, or 950 J/cm2 on each sideSmall, up to 1.25% increase in particle penetration
Little effect on the flow resistance
Less effect on the respirator straps
Heimbuch, B.K 2019443M 1870, 1860, 1870 N95 FFR, VFlex 1805, Kimberly-Clark PFR, Moldex 1512, 1712, EZ-22, Precept 65-3395, Gerson 1730, Sperian HC-NB095, U.S. Safety AD2N95A, AD4N95, Alpha protech 695, Prestige Ameritech RP88020, Sperian HC-NB295FUVGI dose of 1 J/cm2 in a 360° orientation around an FFRAll 15 FFR models tolerated up to 20 cycles of UVGI treatment without significant effect on, fit, air flow resistance, or particle penetration.
Straps of 3M 1860, 3M 1870, and Kimberly-Clark PFR models tolerated 10 cycles but degraded after 20 cycles
All FFR models demonstrated >3 log reductions on mask with exception of Gerson 1730, Sperian HC-NB095, U.S. Safety AD2N95A, 3M VFlex 1805, and Precept 65-3395 models.
Decontamination of strap was poor. The models with >3 log reductions on straps for both soiling agents were the Sperian HC-NB095, Kimberly-Clark PFR, Precept 65-3395, and Prestige Ameritech RP88020.
Liao 2020453M 8210Dry heat (75°C)No degradation with
4C Air ESoundSteam
  • 50 cycles of 85°C heat at 30% RH
OnnuriplanEthanol (75%)
  • 20 cycles with dry conditions with temperatures up to 100°C
Melt blown fabric (Guangdong Meltblown Technology Co)Household diluted chlorine-based solution (2%)
UVGI (254 nm, 8 W)
  • 10 cycles with UV irradiation

Significant reduction in filtration
Efficiency with ethanol and household diluted chlorine-based solution

If adequate PPE is available, resterilization and reuse should not be carried out solely to save money

UVGI, ultraviolet germicidal irradiation; HPV/VHP: hydrogen peroxide vapor; MGS, microwave-generated steam; EtO, ethylene oxide; H2O2, hydrogen peroxide; HPGP, hydrogen peroxide gas plasma

SUMMARY

Prevention of transmission of infectious diseases to patients and healthcare workers is a top priority, particularly during the pandemic. Healthcare workers should understand the criticality of the equipment and also the concepts of bioburden, sterilization, disinfection, cleaning, and Asepsis. Checking compatibility of the “anti”-COVID methods of sterilization/disinfection with the equipment (based on manufacture’s recommendation) avoids damage to the equipment and ensures its longevity. Environmental surface decontamination is an important strategy during COVID-19. The reuse of single-use PPE like disposable face shield N95 FFRs is possible, provided the recommendations are followed stringently. Resterilization of single-use (PPE) suit and three-ply surgical mask should be avoided due to the presence of heat-sensitive material and lack of evidence suggesting appropriateness of its sterilization/decontamination.

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